-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HaXGtMvVTQDTz6xCLixzXzgdxu2HLDtsfFYpl+lfUApPKZhvEO+qhxBOYIwsalB0 Opr6fNqNUVOYOIRZ8AqQiA== 0001145549-07-000238.txt : 20070213 0001145549-07-000238.hdr.sgml : 20070213 20070213142814 ACCESSION NUMBER: 0001145549-07-000238 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 GROUP MEMBERS: CROSSVINE ASSETS LIMITED GROUP MEMBERS: DONG'S 2 FAMILY TRUST GROUP MEMBERS: HSBC INTERNATIONAL TRUSTEE LIMITED GROUP MEMBERS: LIN DONG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: China Techfaith Wireless Communication Technology LTD CENTRAL INDEX KEY: 0001316317 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80840 FILM NUMBER: 07608508 BUSINESS ADDRESS: STREET 1: 3/F M8 WEST NO. 1,JIU XIAN QIAO STREET 2: EAST ROAD, CHAO YANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100016 BUSINESS PHONE: 86-10 5822-8288 MAIL ADDRESS: STREET 1: 3/F M8 WEST NO. 1,JIU XIAN QIAO STREET 2: EAST ROAD, CHAO YANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100016 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Crossvine Assets LTD CENTRAL INDEX KEY: 0001352938 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ROOM 1106, NO.103, WANG JING STREET 2: LI ZHE XI YUAN, CHAO YANG DISTRICT, CITY: BEIJING STATE: F4 ZIP: 100012 BUSINESS PHONE: (86) 13671052251 MAIL ADDRESS: STREET 1: ROOM 1106, NO.103, WANG JING STREET 2: LI ZHE XI YUAN, CHAO YANG DISTRICT, CITY: BEIJING STATE: F4 ZIP: 100012 SC 13G/A 1 h01034sc13gza.htm CHINA TECHFAITH WIRELESS COMMUNICATIONS TECHNOLOGY LIMITED China Techfaith Wireless Communications Technology
Table of Contents

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

China Techfaith Wireless Communication Technology Limited
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
G84383101
(CUSIP Number)
December 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

This Amendment No. 1 to Schedule 13G is deemed to amend the Schedule 13G filed with the Securities and Exchange Commission on February 14, 2006.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


Table of Contents

                     
CUSIP No.
 
G84383101 
 

 

           
1   NAMES OF REPORTING PERSONS:
Lin Dong
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  People’s Republic of China
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   35,009,655 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    35,009,655 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  35,009,655 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  5.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

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Table of Contents

                     
CUSIP No.
 
G84383101 
 

 

           
1   NAMES OF REPORTING PERSONS:
Crossvine Assets Limited
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    N/A
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  British Virgin Islands
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   35,009,655 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    35,009,655 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  35,009,655 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  5.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO

3


Table of Contents

                     
CUSIP No.
 
G84383101 
 

 

           
1   NAMES OF REPORTING PERSONS:
Dong’s 2 Family Trust
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    N/A
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Cayman Islands
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   35,009,655 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    35,009,655 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  35,009,655 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  5.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO

4


Table of Contents

                     
CUSIP No.
 
G84383101 
 

 

           
1   NAMES OF REPORTING PERSONS:
HSBC International Trustee Limited (as trustee for Dong’s 2 Family Trust and other trusts which ultimately own ordinary shares of the Issuer)
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    N/A
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  British Virgin Islands
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   383,509,655 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    383,509,655 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  383,509,655 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  58.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO

5


TABLE OF CONTENTS

ITEM 1(a). NAME OF ISSUER
ITEM 1(b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
ITEM 2(a). NAME OF PERSON FILING
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
ITEM 2(c). CITIZENSHIP
ITEM 2(d). TITLE OF CLASS OF SECURITIES
ITEM 2(e). CUSIP NUMBER
ITEM 3. Not Applicable
ITEM 4. OWNERSHIP
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH            ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING            COMPANY
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
ITEM 10. CERTIFICATION
SIGNATURE
LIST OF EXHIBITS
EX-A Joint Filing Agreement


Table of Contents

ITEM 1(a). NAME OF ISSUER:
China Techfaith Wireless Communication Technology Limited (the “Issuer”)
ITEM 1(b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
3/F., M8 West, No.1 Jiu Xian Qiao East Road, Chao Yang District, Beijing 100016,
People’s Republic of China
ITEM 2(a). NAME OF PERSON FILING:
Lin Dong
Crossvine Assets Limited (the “Record Holder”)
Dong’s 2 Family Trust (the “Trust”)
HSBC International Trustee Limited (the “Trustee”) (as trustee for the Trust and other trusts which ultimately own ordinary shares of the Issuer)
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
Lin Dong
Room 1106, No. 103, Wang Jing, Li Zhe Xi Yuan
Chao Yang District, Beijing
People’s Republic of China
Crossvine Assest Limited
P.O. Box 916, Woodbourne Hall
Road Town, Tortola
British Virgin Islands
Dong’s 2 Family Trust
Compass Point, 9 Bermudiana Road
Hamilton HM11
Bermuda
HSBC International Trustee Limited
Compass Point, 9 Bermudiana Road
Hamilton HM11
Bermuda
ITEM 2(c). CITIZENSHIP:
Lin Dong is a PRC citizen. The place of organization of the Record Holder is British Virgin Islands. The Trust is established under the law of the Cayman Islands. The place of organization of HSBC International Trustee Limited is British Virgin Islands.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Ordinary Shares

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Table of Contents

ITEM 2(e). CUSIP NUMBER:
G84383101
ITEM 3. Not Applicable
ITEM 4. OWNERSHIP:
                                                 
                            Shared power   Sole power to   Shared power
    Amount           Sole power to   to vote or to   dispose or to   to dispose or
    beneficially   Percent   vote or direct   direct   direct the   to direct the
Reporting Person   owned:   of class:   the vote:   the vote:   disposition of:   disposition of:
Lin Dong
    35,009,655       5.3 %     0       35,009,655       0       35,009,655  
 
                                               
Crossvine Assets Limited
    35,009,655       5.3 %     0       35,009,655       0       35,009,655  
 
                                               
Dong’s 2 Family Trust
    35,009,655       5.3 %     0       35,009,655       0       35,009,655  
 
                                               
HSBC International Trustee Limited (as trustee for Dong’s 2 Family Trust and other trusts which ultimately own ordinary shares of the Issuer)
    383,509,655       58.3 %     0       383,509,655       0       383,509,655  
Crossvine Assets Limited, a British Virgin Islands company, is the record owner of 2,333,977 American Depositary Shares (“ADSs”) of the Issuer, representing 35,009,655 ordinary shares of the Issuer. Lin Dong is the sole director of the Record Holder. The Record Holder is ultimately wholly owned by the Trust, of which the Trustee acts as the trustee. Mr. Dong, the Record Holder, the Trust and the Trustee may be deemed to be a group as defined in Rule 13d-5(b) under the Securities Exchange Act of 1934, and each member of such group may be deemed to beneficially own all ordinary shares beneficially owned by other members constituting such group. However, each of Lin Dong, the Record Holder and the Trust disclaims beneficial ownership of the shares beneficially owned by the Trustee other than 35,009,655 ordinary shares represented by ADSs.
All shares are beneficially owned by the Trustee solely in its capacity as trustee of various trusts respectively. Apart from acting as trustee of the Trust , the Trustee also acts as the trustee of several other trusts which, together with the Trust, may be deemed to beneficially own a total of 383,509,655 ordinary shares of the Issuer. Accordingly, the Trustee, solely in its capacity as trustee, may be deemed to beneficially own all ordinary shares of the Issuer that are beneficially owned by all the trusts for which the Trustee acts as a trustee. However, the Trustee disclaims beneficial ownership of all ordinary shares of the Issuer. Each of the trusts and its wholly-owned subsidiary which is the record shareholder of the Issuer disclaim any beneficial ownership of ordinary shares of the Issuer beneficially owned by other trusts and record shareholders of the Issuer owned by such other trusts.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
Not applicable

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Table of Contents

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Not applicable
ITEM 7.  IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED  ON BY THE PARENT HOLDING COMPANY:
Not applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
Not applicable
ITEM 10. CERTIFICATION:
Not applicable

8


Table of Contents

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2007
         
Lin Dong   /s/ Lin Dong
     
    Lin Dong
 
       
Crossvine Assets Limited
  By:   /s/ Lin Dong
 
       
    Name: Lin Dong
Title:   Director
 
       
Dong’s 2 Family Trust   For and on behalf of
HSBC International Trustee Limited, as trustee
for Dong’s 2 Family Trust
 
       
 
  By:   /s/ Andrew T. Chan /s/ Danny W. K. Tsui
 
       
    Name: Andrew T. Chan, Danny W. K. Tsui
Title:   Associate Director, Associate Director
 
       
HSBC International Trustee Limited   For and on behalf of
HSBC International Trustee Limited
 
       
 
  By:   /s/ Andrew T. Chan /s/ Danny W. K. Tsui
 
       
    Name: Andrew T. Chan, Danny W. K. Tsui
Title:   Associate Director, Associate Director

9


Table of Contents

LIST OF EXHIBITS
     
Exhibit No.   Description
 
A
  Joint Filing Agreement

10

EX-1.A 2 h01034exv1wa.htm EX-A JOINT FILING AGREEMENT EX-A Joint Filing Agreement
 

EXHIBIT A: Joint Filing Agreement
     In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Ordinary Shares, par value $0.00002 per share, of China Techfaith Wireless Communication Technology Limited, a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
[Remainder of this page has been left intentionally blank.]

11


 

Signature Page
     IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 13, 2007.
         
Lin Dong   /s/ Lin Dong
     
    Lin Dong
 
       
Crossvine Assets Limited
  By:   /s/ Lin Dong
 
       
    Name: Lin Dong
Title:   Director
 
       
Dong’s 2 Family Trust   For and on behalf of
HSBC International Trustee Limited, as trustee
for Dong’s 2 Family Trust
 
       
 
  By:   /s/ Andrew T. Chan /s/ Danny W. K. Tsui
 
       
    Name: Andrew T. Chan, Danny W. K. Tsui
Title:   Associate Director, Associate Director
 
       
HSBC International Trustee Limited   For and on behalf of
HSBC International Trustee Limited
 
       
 
  By:   /s/ Andrew T. Chan /s/ Danny W. K. Tsui
 
       
    Name: Andrew T. Chan, Danny W. K. Tsui
Title:   Associate Director, Associate Director

12

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